Broker Check

Service Commitment

  • There will be frequent contact over the first 3 months to ensure that appropriate financial planning goals are established and how to get there is agreed upon. This time will also be used to ensure that any other financial planning needs are met.
  • There will be either monthly, quarterly, or semi-annual contact to discuss your finances depending on the amount of assets I am working with you on (with additional intermittent contacts as your personal circumstances warrant or as economic circumstances require).
  • We will provide investment recommendations to all investments that are held under management. Additionally, as a service to you, we will provide recommendations for investments that we are not able to manage, such as retirement accounts at your current employer. Finally, although we will not make specific recommendations regarding accounts which you choose to manage yourself, we will consider those investments when preparing overviews and recommendations for your portfolio as a whole.